Florio Leahy LLP is a Legal Compliance firm that specializes in Investment Management, Legal and Compliance Services. The firm assists investment managers and broker dealers in areas related to SEC regulations. Florio Leahy LLP provides investment managers and broker dealers with compliance monitoring and advice including the development of customized compliance programs, compliance manuals, code of ethics and other compliance documentation, as well as the conducting of mock audits pursuant to the regulations of the SEC, CFTC, NFA, and FINRA.
